Most regulated firms in DIFC and ADGM are increasingly moving to outsourced compliance models — and for good reason. In-house compliance teams are expensive, hard to recruit, vulnerable to staff turnover and difficult to keep current as regulations evolve.
ECOVIS JRB provides comprehensive outsourced compliance, risk and AML/CFT services — enabling regulated firms to meet all their regulatory obligations cost-effectively, without the burden of large in-house teams.
Five outsourced roles and services — each addressing a specific regulatory requirement for DFSA and FSRA regulated firms. All delivered by senior professionals with direct regulator experience.
The Money Laundering Reporting Officer is a mandatory licensed role under DFSA and FSRA regulations. The MLRO is the firm's primary point of accountability for AML/CFT obligations — receiving internal suspicious activity reports, assessing them and making external disclosures to the relevant Financial Intelligence Unit where required.
ECOVIS JRB provides experienced, licensed MLROs who take on this role in full — satisfying the regulatory requirement while bringing the depth of expertise that comes from managing AML/CFT obligations across multiple regulated firms.
The Compliance Officer is responsible for your firm's overall compliance programme — monitoring adherence to regulatory requirements, managing the compliance monitoring plan, preparing regulatory reports and acting as the primary liaison with the DFSA or FSRA.
Our outsourced Compliance Officers bring direct DFSA and FSRA experience — understanding what regulators expect to see, how to respond to enquiries effectively and how to build a compliance programme that genuinely reduces regulatory risk rather than simply satisfying a checklist.
A designated Risk Officer is required by many DFSA and FSRA regulated firms. The Risk Officer is responsible for designing, maintaining and reporting on the firm's risk management framework — ensuring risks are identified, measured, monitored and controlled within the Board-approved risk appetite.
Our outsourced Risk Officers design risk frameworks that are proportionate to your firm's size and complexity — meeting regulatory expectations without creating unnecessary administrative burden.
DFSA and FSRA regulated firms are required to maintain adequate financial resources and report regularly on their financial position to the regulator. The Finance Officer is responsible for financial reporting, regulatory capital calculations and ensuring the firm maintains the required level of regulatory capital at all times.
Our outsourced Finance Officers combine accounting expertise with regulatory financial reporting knowledge — ensuring your financial returns to the DFSA or FSRA are accurate, timely and fully compliant with the applicable prudential requirements.
An independent AML/CFT review is required by most DFSA and FSRA regulated firms on a regular basis — and by DNFBPs across the UAE under the applicable AML/CFT regulations. Our reviews go beyond a tick-box exercise to provide a genuine assessment of the adequacy and effectiveness of your AML/CFT framework.
We test your controls against the actual regulatory requirements and current regulator expectations — giving you a clear, prioritised picture of what needs to be strengthened before a regulator identifies it first.
Need to obtain your DFSA or FSRA licence? We guide firms through the full authorisation process — from pre-application assessment to post-licence compliance setup.
Learn More About Authorisations →Unlike other outsourced compliance providers who assign a single person to a role, ECOVIS JRB operates a two-tier model on every engagement. Each senior officer is accompanied by a dedicated deputy — ensuring the work is executed thoroughly, consistently and without any single point of failure.
Your designated senior officer — whether that's your MLRO, Compliance Officer, Risk Officer or Finance Officer — is an experienced professional with a direct track record in that specific role at DFSA or FSRA regulated firms.
They are the named individual registered with the regulator, responsible for all regulatory submissions, sign-offs and the regulator relationship. They set the strategic direction of the compliance programme and are directly accountable to your Board.
The deputy works alongside the senior officer on a day-to-day basis — executing the operational compliance work, maintaining records, preparing reports and ensuring nothing falls through the gaps between regulatory submissions.
This two-tier structure means your compliance function is never dependent on a single individual. If the senior officer is unavailable, the deputy maintains full continuity — no gaps, no delays, no compliance failures.
Senior cover from day one. Typically operational within 2–4 weeks of engagement.
We review your licence category, DFSA/FSRA obligations and existing compliance arrangements — identifying exactly what's needed from day one.
We handle the DFSA/FSRA notification and approval process for the outsourced function, including any Key Individual application required.
Compliance manual, AML/CFT policies, compliance monitoring programme and risk assessment — all designed around your specific licence and business model.
Regulatory returns, board reporting, regulator correspondence, SAR filing, staff training and monitoring — all handled on a continuous basis.
Operational within 5–10 working days. No recruitment process, no notice periods. We step in and get to work immediately.
Eliminate salaries, benefits, training, recruitment and cover costs. Most firms cut compliance spend by 40–60% when they switch to an outsourced model.
With an outsourced model, there is no gap when staff leave. Your compliance framework stays active and inspection-ready regardless of team changes.
Our team has direct experience managing regulatory relationships with the DFSA and FSRA — and preparing firms for inspections from both regulators.
We actively monitor DFSA and FSRA rule changes — proactively updating your compliance framework so you are always ahead of regulatory expectations.
MLRO, Compliance Officer, Risk Officer, Finance Officer — all under one engagement. No gaps, no finger-pointing between separate providers.
Find out how much you could save. Free assessment — no obligation.